Broking

Broker NCCP Obligations


Description
This topic provides an overview of core regulatory obligations applying to consumer finance broking operations.

It covers:
* The Regulatory Environment
* Disclosure Documents
* Responsible Lending
* Process Requirements

While the obligations covered in this topic apply to all brokers of consumer finance, if you offer mortgage broker services, you have additional and significant regulatory obligations. These are covered in our Mortgage Broking topic - there is some content overlap between these two topics.
Content
  • Broker NCCP Obligations
Completion rules
  • All units must be completed
  • Leads to a certificate with a duration: 1 year