| Course | |||||
|---|---|---|---|---|---|
 | Compliance Challenges This compliance challenge enables you to test your compliance knowledge by applying the NCCP Act to a specific scenario, one in which the Australian Securities and Investments Commission (ASIC) took action against a financier over its advertising... | ||||
 | Core Legislation This topic provides a high level overview of the Australian Securities and Investment Act (ASIC Act) and National Consumer Credit Protection Act obligations that impact on advertising.
The topic looks at:
• Legislative Environment
• Key... | ||||
 | Governance This topic will help you understand the legislative framework that regulates your business’ use of Artificial Intelligence (AI) and the AI Safety Standards, an indicator of regulation to come.
It covers:
- AI Definition
- AI & the Internet... | ||||
 | New Zealand Law This topic provides a high-level overview of New Zealand’s Anti-Money Laundering & Countering Financing of Terrorism Act (AML/CFT).
This topic outlines:
1. Terminology
2. Purpose
3. Risk Assessments
4. Customer Due Diligence... | ||||
 | Coming Reforms This topic outlines new AML/CTF legislative requirements, applying from 31 March 2026, on AML/CTF governance which emphasize enhanced accountability and oversight at the board and senior management levels.
It sets out the legal obligations and... | ||||
 | Compliance Challenges Australia’s anti-money laundering and counter-terrorism financing (AML/CTF) regime is a critical component in Australia’s defence against money laundering and serious and organised crime.
The Australian Transaction Reports and Analysis... | ||||
 | Coming Reforms This topic provides a high level summary of changes to the Anti-money Laundering and Counter-Terrorism Financing (AML/CTF) regulatory regime, most of which become law in 2026.
The summary is intended for those who are already familiar with the... | ||||
 | Core Legislation This topic will help you gain a general understanding of the Anti-money Laundering and Counter Terrorism Financing Act (AML/CTF Act). The legislation is complex, so only key compliance matters are covered.
The topic covers:
1. Overview... | ||||
 | Regulator Reports In this topic, we provide a high level overview of ASIC’s views on appropriate consumer hardship management, based on its 2024 and 2025 hardship compliance reviews. It sets out ASIC’s views on how hardship management should be managed... | ||||
 | Regulator Reports This topic provides a high level overview of AUSTRAC’s assessment of the money laundering and terrorism financing risks in the finance sector.
The topic provides an understanding of AUSTRAC’s assessments of the key risks the finance... |
