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Advertising - Compliance Challenge™
Advertising - Compliance Challenge™
This compliance challenge enables you to test your compliance knowledge by applying the NCCP Act to a specific scenario, one in which the Australian Securities and Investments Commission (ASIC) took action against a financier over its advertising...
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Advertising Compliance
Advertising Compliance
This topic provides a high level overview of the Australian Securities and Investment Act (ASIC Act) and National Consumer Credit Protection Act obligations that impact on advertising. The topic looks at: • Legislative Environment • Key...
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AML/CTF KYC - Compliance Challenge™
AML/CTF KYC - Compliance Challenge™
Australia’s anti-money laundering and counter-terrorism financing (AML/CTF) regime is a critical component in Australia’s defence against money laundering and serious and organised crime. The Australian Transaction Reports and Analysis...
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Anti-money Laundering and Counter Terrorism Financing Act (G)
Anti-money Laundering and Counter Terrorism Financing Act (G)
This topic will help you gain a general understanding of the Anti-money Laundering and Counter Terrorism Financing Act (AML/CTF Act). The legislation is complex, so only key compliance matters are covered. The module covers: 1. Overview...
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ASIC Enforcement Actions: Advertising and Credit Decisioning (G)
ASIC Enforcement Actions: Advertising and Credit Decisioning (G)
This topic summarises some of ASIC’s enforcement actions over a two-year period to the end of 2015, identifying key compliance obligations and risks for both brokers and lenders/consumer lessors who hold an Australian Credit Licence. The...
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ASIC Enforcement Actions: Relationships & Conduct (G)
ASIC Enforcement Actions: Relationships & Conduct (G)
This topic summarises some of ASIC’s enforcement actions over a two-year period to the end of 2015, identifying key compliance obligations and risks for both brokers and lenders/consumer lessors who hold an Australian Credit Licence. The...
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ASIC/ACCC Debt Collection Guidelines (G)
ASIC/ACCC Debt Collection Guidelines (G)
This topic will help you understand the Australian Securities and Investment Commission (ASIC) and Australian Competition and Consumer Commission’s (ACCC) Debt Collection Guidelines (the Guidelines). The topic provides a high level overview...
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Conflicted or Unconscionable Payment Arrangements - Compliance Challenge™
Conflicted or Unconscionable Payment Arrangements - Compliance Challenge™
This compliance challenge enables you to test your compliance knowledge by applying the law to a specific scenario, one in which ASIC took action against a financier involved in conflicted or unconscionable payment arrangements. While the case...
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Consumer Protection Legislation (G)
Consumer Protection Legislation (G)
This topic provides a high level overview of the laws at both Commonwealth and State/Territory levels that protect consumers from unacceptable business conduct and faulty goods or services. Regardless of the level of government involved,...
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Debt Collection - Compliance Challenge™
Debt Collection - Compliance Challenge™
This compliance challenge enables you to test your compliance knowledge by applying the law and the ASIC/ACCC Debt Collection Guidelines to a specific scenario, one in which the Australian Securities and Investments Commission (ASIC) took action...
Get this course (A$33.00)