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Advertising - Compliance Challenge™
A$33.00
Compliance Challenges
Advertising - Compliance Challenge™
This compliance challenge enables you to test your compliance knowledge by applying the NCCP Act to a specific scenario, one in which the Australian Securities and Investments Commission (ASIC) took action against a financier over its advertising...
Advertising Compliance
A$55.00
All Topics
Advertising Compliance
This topic provides a high level overview of the Australian Securities and Investment Act (ASIC Act) and National Consumer Credit Protection Act obligations that impact on advertising. The topic looks at: • Legislative Environment • Key...
AML/CTF KYC - Compliance Challenge™
A$33.00
Compliance Challenges
AML/CTF KYC - Compliance Challenge™
Australia’s anti-money laundering and counter-terrorism financing (AML/CTF) regime is a critical component in Australia’s defence against money laundering and serious and organised crime. The Australian Transaction Reports and Analysis...
Anti-money Laundering and Counter Terrorism Financing Act (G)
A$55.00
All Topics
Anti-money Laundering and Counter Terrorism Financing Act (G)
This topic will help you gain a general understanding of the Anti-money Laundering and Counter Terrorism Financing Act (AML/CTF Act). The legislation is complex, so only key compliance matters are covered. The module covers: 1. Overview...
ASIC Enforcement Actions: Advertising and Credit Decisioning (G)
A$55.00
All Topics
ASIC Enforcement Actions: Advertising and Credit Decisioning (G)
This topic summarises some of ASIC’s enforcement actions over a two-year period to the end of 2015, identifying key compliance obligations and risks for both brokers and lenders/consumer lessors who hold an Australian Credit Licence. The...
ASIC Enforcement Actions: Relationships & Conduct (G)
A$55.00
All Topics
ASIC Enforcement Actions: Relationships & Conduct (G)
This topic summarises some of ASIC’s enforcement actions over a two-year period to the end of 2015, identifying key compliance obligations and risks for both brokers and lenders/consumer lessors who hold an Australian Credit Licence. The...
ASIC/ACCC Debt Collection Guidelines (G)
A$55.00
All Topics
ASIC/ACCC Debt Collection Guidelines (G)
This topic will help you understand the Australian Securities and Investment Commission (ASIC) and Australian Competition and Consumer Commission’s (ACCC) Debt Collection Guidelines (the Guidelines). The topic provides a high level overview...
Conflicted or Unconscionable Payment Arrangements - Compliance Challenge™
A$33.00
Compliance Challenges
Conflicted or Unconscionable Payment Arrangements - Compliance Challenge™
This compliance challenge enables you to test your compliance knowledge by applying the law to a specific scenario, one in which ASIC took action against a financier involved in conflicted or unconscionable payment arrangements. While the case...
Consumer Protection and Fair Trading (NZ) (New)
A$55.00
New Zealand Law
Consumer Protection and Fair Trading (NZ) (New)
This topic provides a high-level overview of New Zealand’s Fair Trading Act (FTA) and the Consumer Guarantees Act (CGA), both of which set out a range of consumer protections and market practice obligations that impact on the sale of goods and...
Consumer Protection Legislation (G)
A$55.00
All Topics
Consumer Protection Legislation (G)
This topic provides a high level overview of the laws at both Commonwealth and State/Territory levels that protect consumers from unacceptable business conduct and faulty goods or services. Regardless of the level of government involved,...