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Compliance Challenges

Conflicted or Unconscionable Payment Arrangements - Compliance Challenge™


Description
This compliance challenge enables you to test your compliance knowledge by applying the law to a specific scenario, one in which ASIC took action against a financier involved in conflicted or unconscionable payment arrangements. While the case precedes the NCCP Act, the compliance obligations remain relevant.

You are required to read the short case study and then your challenge is to answer the compliance related questions.
Content
  • Conflicted or Unconscionable Payment Arrangements
Completion rules
  • All units must be completed
  • Leads to a certification with a duration: Forever